課程大綱： Corporate Governance培訓
The Background to Corporate Governance
Definition of Corporate Governance
The History of Corporate Governance
Importance of Corporate Governance
Corporate Governance around the world
Who needs to be involved in a Company’s Corporate Governance?
The Duties and Responsibilities of the Company’s officers (including Directors)
Corporate Governance principles related to:
Organisational Structure (hierarchy)
Shareholders and Stakeholders
Board responsibilities
Integrity
Disclosure / Transparency
Management Committees and their responsibilities including:
Compliance and Audit Committee
Remuneration Committee
Nomination Committee
Credit (Finance) Committee
Others as required
Controls and Policies
Internal and External controls and regulation
Self-regulation by Board / Management (monitored through Management Committees)
Enforcement
Rules (mandatory) v Principles (optional)
Government Regulations
Codes and guidelines
Policies to be established including:
Financial Crime – AML, KYC etc.
Whistle-blowing
Complaints Handling
Risk – financial / operational
Corporate Responsibility
Staff (including Health and Safety)
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